Advisor at Risk

From Planipedia

Advisor at Risk - A Roadmap to Protecting Your Business by Ellen Bessner. This is a tremendous authority on complaince relating to financial services. Bessner has condensed her near two decades of knowledge and experience into an eminently readable text filled with common sense advice and speaking with wit. If you want to know the risks inherent in being a financial professional, and learn how to avoid them, Advisor at Risk is a must have book.